Augustine Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Augustine Chen, a licensed former licensee with CE reference ALF255. This person has 6.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | Rep | Type 4 - Advising on securities | 2025-11-03 | 2026-06-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-08 | 2011-04-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-01 | 2007-03-29 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Augustine Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.