Ping Sun Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Sun Li (李炳燊), a licensed Responsible Officer with CE reference AHN494. Currently licensed at 3 firm(s): Asia Pacific Financial Capital Limited, Asia Pacific Securities Limited, Asia Pacific Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Financial Capital Limited 亞太金融融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-04-29 | present |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 4 - Advising on securities | 2019-02-18 | present |
| Asia Pacific Asset Management Limited 亞太資產管理有限公司 |
RO | Type 9 - Asset management | 2018-02-08 | present |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-12-16 | present |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-08-19 | present |
| Asia Pacific Financial Capital Limited 亞太金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-13 | 2021-04-29 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-23 | 2015-12-16 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-27 | 2010-04-08 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-18 | 2008-08-19 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-11 | 2005-10-06 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-05-11 | 2007-06-07 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-26 | 2005-05-09 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2003-08-13 | 2005-05-09 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2003-06-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ping Sun Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.