Steven Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Liu, a licensed Representative with CE reference BBE382. Currently licensed at 1 firm(s): Aletheia Analyst Network Limited. Active regulated activities: Type 4 - Advising on securities. This person has 4.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | Rep | Type 4 - Advising on securities | 2024-04-25 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-04 | 2024-03-31 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-25 | 2015-04-03 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-25 | 2014-10-31 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-25 | 2015-04-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.