Steven Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Liu, CE reference BBE382. Currently licensed at 1 firm(s): Aletheia Analyst Network Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2024-04-25 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-04 | 2024-03-31 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-25 | 2015-04-03 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-25 | 2014-10-31 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-25 | 2015-04-03 |