Andrew Charles Stotz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Charles Stotz, CE reference AML160. Currently licensed at 1 firm(s): Aletheia Analyst Network Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2016-01-20 | present |
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2014-02-25 | 2015-07-31 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-26 | 2010-01-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-07 | 2005-11-23 |