Shuk Yee Stephanie Chan
陳淑兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yee Stephanie Chan (陳淑兒), CE reference ARD372. Currently licensed at 1 firm(s): Amova Asset Management Hong Kong Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-13 | present |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-13 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-22 | 2024-06-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-02 | 2024-06-26 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-28 | 2010-10-09 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-28 | 2010-10-09 |