Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Xiao Zhong
CE BOF287 - active, Guosen Securities (HK) Brokerage Company, Limited
Siu Ki Lau
CE AAW465 - active, Guosen Securities (HK) Capital Company Limited
Irene Ho Ying Poon
CE AIL064 - active, Guosen Securities (HK) Capital Company Limited
Chenghong Zhang
CE AOX827 - active, Guosen Securities (HK) Capital Company Limited
Qilong Cai
CE BVQ365 - active, Guosen Securities (HK) Capital Company Limited
Lian Fu Chen
CE BPT415 - active, Guosen Securities (HK) Capital Company Limited
Yueyang Chen
CE BWI886 - active, Guosen Securities (HK) Capital Company Limited
Zhenyu (SFC:BWH291) Chen
CE BWH291 - active, Guosen Securities (HK) Capital Company Limited
Chi Lun Brandon Cheng
CE BUF686 - active, Guosen Securities (HK) Capital Company Limited
Chao (SFC:BXJ568) Fan
CE BXJ568 - active, Guosen Securities (HK) Capital Company Limited
Jinge Feng
CE BUE063 - active, Guosen Securities (HK) Capital Company Limited
Minke Fu
CE BVU940 - active, Guosen Securities (HK) Capital Company Limited
Xiuyuan Guo
CE BTP300 - active, Guosen Securities (HK) Capital Company Limited
Yu (SFC:BVQ967) Guo
CE BVQ967 - active, Guosen Securities (HK) Capital Company Limited
Tian Hao
CE BWK618 - active, Guosen Securities (HK) Capital Company Limited
Jialuo He
CE BWI878 - active, Guosen Securities (HK) Capital Company Limited
Jie Lei
CE BVQ969 - active, Guosen Securities (HK) Capital Company Limited
Chengyi Li
CE BWI888 - active, Guosen Securities (HK) Capital Company Limited
Jianguo Li
CE BWI836 - active, Guosen Securities (HK) Capital Company Limited
Kai Yi Li
CE BRV950 - active, Guosen Securities (HK) Capital Company Limited
Junhang Ling
CE BWH646 - active, Guosen Securities (HK) Capital Company Limited
Yaxin Liu
CE BXH700 - active, Guosen Securities (HK) Capital Company Limited
Yongqi Liu
CE BVQ364 - active, Guosen Securities (HK) Capital Company Limited
Jing Lu
CE BVU941 - active, Guosen Securities (HK) Capital Company Limited
Xiaofei Luan
CE BWK170 - active, Guosen Securities (HK) Capital Company Limited
Fuqi Luo
CE BVQ960 - active, Guosen Securities (HK) Capital Company Limited
Yunpeng Luo
CE BXH873 - active, Guosen Securities (HK) Capital Company Limited
Zixuan Luo
CE BVU461 - active, Guosen Securities (HK) Capital Company Limited
Yanping Rong
CE BNF486 - active, Guosen Securities (HK) Capital Company Limited
Heling Shao
CE BSU359 - active, Guosen Securities (HK) Capital Company Limited
Qinghan Shen
CE BWI887 - active, Guosen Securities (HK) Capital Company Limited
Yang (SFC:BWI174) Shen
CE BWI174 - active, Guosen Securities (HK) Capital Company Limited
Haiqin Tang
CE BVQ632 - active, Guosen Securities (HK) Capital Company Limited
Jingyao Tang
CE BVJ930 - active, Guosen Securities (HK) Capital Company Limited
Joseph Jason Wan
CE AES254 - active, Guosen Securities (HK) Capital Company Limited
Chuan (SFC:BWI391) Wang
CE BWI391 - active, Guosen Securities (HK) Capital Company Limited
Kaizhen Wu
CE BVL019 - active, Guosen Securities (HK) Capital Company Limited
Weiwei (SFC:BWK723) Wu
CE BWK723 - active, Guosen Securities (HK) Capital Company Limited
Tao (SFC:BVS985) Xia
CE BVS985 - active, Guosen Securities (HK) Capital Company Limited
Junjie Yan
CE BWK451 - active, Guosen Securities (HK) Capital Company Limited
Xin Yan
CE BWK148 - ceased
Xiaoxia Yang
CE BVT105 - active, Guosen Securities (HK) Capital Company Limited
Liping Ye
CE BWQ627 - active, Guosen Securities (HK) Capital Company Limited
Yingli You
CE BWI880 - active, Guosen Securities (HK) Capital Company Limited
Yingye Yu
CE BXH959 - active, Guosen Securities (HK) Capital Company Limited
Jianbo Yuan
CE BWK601 - active, Guosen Securities (HK) Capital Company Limited
Donghao Zhang
CE BXG908 - active, Guosen Securities (HK) Capital Company Limited
Kai (SFC:BMQ161) Zhang
CE BMQ161 - active, Guosen Securities (HK) Capital Company Limited
Kehua Zhang
CE BWH642 - active, Guosen Securities (HK) Capital Company Limited
Lin (SFC:BWS178) Zhang
CE BWS178 - active, Guosen Securities (HK) Capital Company Limited
Weike Zhang
CE BWJ977 - active, Guosen Securities (HK) Capital Company Limited
Weiquan Zhang
CE BVQ741 - active, Guosen Securities (HK) Capital Company Limited
Chen (SFC:BEW516) Zhao
CE BEW516 - active, Guosen Securities (HK) Capital Company Limited
Bo Zhou
CE BWM143 - active, Guosen Securities (HK) Capital Company Limited
Hao (SFC:BVQ989) Zhou
CE BVQ989 - active, Guosen Securities (HK) Capital Company Limited
Keren Zhou
CE BWI610 - active, Guosen Securities (HK) Capital Company Limited
Yaofei Zhou
CE BVS697 - active, Guosen Securities (HK) Capital Company Limited
Jinfeng Zhu
CE BVS708 - active, Guosen Securities (HK) Capital Company Limited
Mengying Zhu
CE BWN389 - active, Guosen Securities (HK) Capital Company Limited
Xiaoqing Zhu
CE BWJ978 - active, Guosen Securities (HK) Capital Company Limited
Jiuling Zou
CE BWJ882 - active, Guosen Securities (HK) Capital Company Limited
Amy Wing Suen Chow
CE AWO954 - active, Guotai Junan Capital Limited
Xiao Jiang
CE AMX936 - active, Guotai Junan Capital Limited
Chiu Wai Ko
CE BAK933 - active, Guotai Junan Capital Limited
Tung Tung Lam
CE BAI406 - active, Guotai Junan Capital Limited
Ho Yan Lau
CE BHZ343 - active, Guotai Junan Capital Limited
Yuen Kwan Leung
CE AKP198 - active, Guotai Junan Securities (Hong Kong) Limited
Runan Liang
CE BMW888 - active, Guotai Junan Capital Limited
Aimei Luo
CE BLT164 - ceased
Liwen Shi
CE AXP429 - active, Guotai Junan Capital Limited
Calvin Man Kin So
CE BBH894 - active, Guoyuan Capital (Hong Kong) Limited
Wei (SFC:APR020) Wang
CE APR020 - active, Guotai Junan Securities (Hong Kong) Limited
Ping (SFC:AMN642) Xu
CE AMN642 - active, Guotai Junan Capital Limited
Yang (SFC:BOR612) Bai
CE BOR612 - active, Guotai Junan Securities (Hong Kong) Limited
Xinger Cao
CE BXF194 - active, Guotai Junan Capital Limited
Wun Kam Chan
CE BVQ899 - active, Guotai Junan Capital Limited
Jianyu Chen
CE BSZ604 - active, Guotai Junan Capital Limited
Jiaying Chen
CE BTL468 - active, Guotai Junan Capital Limited
Longke Chen
CE BOC119 - active, Guotai Junan Capital Limited
Qi (SFC:BUC193) Chen
CE BUC193 - active, Guotai Junan Capital Limited
Yi-Yin Chen
CE AXB314 - active, Guotai Junan Capital Limited
Yishao Chen
CE BUB216 - active, Guotai Junan Capital Limited
Yuhang Chen
CE BHB750 - active, Guotai Junan Securities (Hong Kong) Limited
Zhehui Chen
CE BMW891 - active, Guotai Junan Capital Limited
Jing Cheng
CE BNV936 - active, Guotai Junan Securities (Hong Kong) Limited
Wai Kit Choi
CE BCI434 - active, Guotai Junan Capital Limited
Mingjun Cui
CE BXF193 - active, Guotai Junan Capital Limited
Xiaoyan Cui
CE BPE550 - active, Guotai Junan Capital Limited
Jiaxin Dai
CE BUA709 - active, Guotai Junan Capital Limited
Yunfei Dai
CE BSY421 - active, Guotai Junan Securities (Hong Kong) Limited
Chao (SFC:BSL541) Deng
CE BSL541 - active, Guotai Junan Capital Limited
Chong Deng
CE BSU554 - active, Guotai Junan Securities (Hong Kong) Limited
Yiwen Fan
CE BPN733 - active, Guotai Junan Capital Limited
Yan Fu
CE BBT112 - active, Guotai Junan Securities (Hong Kong) Limited
Dong Gao
CE BVA819 - ceased
Yiran Ge
CE BNM263 - active, Guotai Junan Capital Limited
Tianyue Gu
CE BWV018 - active, Guotai Junan Capital Limited
Ximing Guo
CE BXA706 - active, Guotai Junan Capital Limited
Zheyan Guo
CE BVF720 - active, Guotai Junan Capital Limited
Yangguangyi Hai
CE BOP825 - active, Guotai Junan Securities (Hong Kong) Limited
Jianbo Han
CE BXF191 - active, Guotai Junan Capital Limited
Lianxiang He
CE BVQ042 - active, Guotai Junan Capital Limited
Nantao He
CE BSJ451 - active, Guotai Junan Capital Limited
Yujie He
CE BWH073 - active, Guotai Junan Capital Limited
Yiping Hu
CE BSK021 - active, Guotai Junan Capital Limited
Haoxiang Hua
CE BSM388 - active, Guotai Junan Capital Limited
Zhimin Hua
CE BVE104 - active, Guotai Junan Capital Limited
Wan Huang
CE BVS776 - active, Guotai Junan Capital Limited
Ying (SFC:BVT304) Huang
CE BVT304 - active, Guotai Junan Capital Limited
Zile (SFC:BMW886) Huang
CE BMW886 - active, Guotai Junan Capital Limited
Zhihao Jiang
CE BSL984 - active, Guotai Junan Capital Limited
Zhiqiang Jiang
CE BSL775 - active, Guotai Junan Capital Limited
Fangyu Jin
CE BXA707 - active, Guotai Junan Capital Limited
Li Ju
CE BWL020 - active, Guotai Junan Capital Limited
Xincheng Le
CE BWT373 - active, Guotai Junan Securities (Hong Kong) Limited
Wai Cheung Lee
CE BWV800 - active, Guotai Junan Capital Limited
Kit Yin Leung
CE BNP141 - active, Guotai Junan Capital Limited
Pat Tao Leung
CE BWL669 - active, Guotai Junan Capital Limited
Chongshan Li
CE BSH975 - active, Guotai Junan Capital Limited
Hongren Li
CE BSJ603 - active, Guotai Junan Capital Limited
Huiqi Li
CE BSL978 - active, Guotai Junan Capital Limited
Jean Tan Li
CE AQH516 - active, Guotai Junan Securities (Hong Kong) Limited
Xiaocen Li
CE BIC345 - active, Guotai Junan Securities (Hong Kong) Limited
Jiahong Lin
CE BVZ570 - active, Guotai Junan Capital Limited
Dengzhou Liu
CE BRS478 - active, Guotai Junan Capital Limited
Fangxi Liu
CE BXF014 - active, Guotai Junan Securities (Hong Kong) Limited
Ruoran Liu
CE BWF267 - active, Guotai Junan Capital Limited
Weihua Liu
CE BWV548 - ceased
Xingchen Liu
CE BUZ427 - active, Guotai Junan Capital Limited
Wei Lou
CE BUK112 - active, Guotai Junan Capital Limited
Sha Luo
CE BNL483 - active, Guotai Junan Securities (Hong Kong) Limited
Sihui Lv
CE BGB553 - active, Guotai Junan Securities (Hong Kong) Limited
Zhirou Lyu
CE BMN434 - active, Guotai Junan Securities (Hong Kong) Limited
Qingrui Ma
CE BRR889 - active, Guotai Junan Capital Limited
Ran (SFC:BSM249) Ma
CE BSM249 - active, Guotai Junan Capital Limited
Yafei Ming
CE BRR376 - active, Guotai Junan Capital Limited
Yujia Mo
CE BUC195 - active, Guotai Junan Capital Limited
Xiaowei Ni
CE BRF587 - active, Guotai Junan Capital Limited
Le Ning
CE BLL567 - active, Guotai Junan Securities (Hong Kong) Limited
Qilong Niu
CE BWE179 - active, Guotai Junan Capital Limited
Wenfei Pei
CE BSL770 - active, Guotai Junan Capital Limited
Fei Ren
CE BUA941 - active, Guotai Junan Capital Limited
Yiming Shen
CE BXF024 - active, Guotai Junan Capital Limited
Zhuoxin Shen
CE BXH579 - active, Guotai Junan Capital Limited
Yi (SFC:BSR412) Shi
CE BSR412 - active, Guotai Junan Capital Limited
Chun Yuen Sit
CE BUY427 - active, Guotai Junan Capital Limited
Yupeng Song
CE BXF005 - active, Guotai Junan Securities (Hong Kong) Limited
Yu Sun
CE BPQ765 - active, Guotai Junan Capital Limited
Yuchen Sun
CE BUS409 - active, Guotai Junan Securities (Hong Kong) Limited
Lai Tian
CE BTD788 - active, Guotai Junan Capital Limited
Zhiwen Tu
CE BVE103 - ceased
Jiayu (SFC:BJH821) Wang
CE BJH821 - active, Guotai Junan Capital Limited
Lezhi Wang
CE BRS392 - active, Guotai Junan Capital Limited
Yadan Wang
CE BST431 - active, Guotai Junan Securities (Hong Kong) Limited
Yilin (SFC:BTT052) Wang
CE BTT052 - active, Guotai Junan Capital Limited
Yixuan (SFC:BWL021) Wang
CE BWL021 - active, Guotai Junan Capital Limited
Hangxiao Wu
CE BXL747 - active, Guotai Junan Capital Limited
Qihao Wu
CE BVC289 - active, Guotai Junan Capital Limited
Yueyue Wu
CE BVC084 - active, Guotai Junan Capital Limited
Xinling Xie
CE BXE396 - active, Guotai Junan Capital Limited
Jianwei Xin
CE BSM047 - active, Guotai Junan Capital Limited
Ying Xin
CE BWU959 - active, Guotai Junan Capital Limited
Jia Nan Xu
CE BLV212 - active, Guotai Junan Securities (Hong Kong) Limited
Jin (SFC:BSL983) Xu
CE BSL983 - active, Guotai Junan Capital Limited
Lei (SFC:BRS677) Xu
CE BRS677 - active, Guotai Junan Capital Limited
Wei (SFC:BUA708) Xu
CE BUA708 - active, Guotai Junan Capital Limited
Xi Xu
CE BUU838 - active, Guotai Junan Capital Limited
Zhen Xu
CE BWC327 - active, Guotai Junan Capital Limited
Jianrui Yang
CE BNH069 - active, Guotai Junan Capital Limited
Jie (SFC:BEE935) Yang
CE BEE935 - active, Guotai Junan Securities (Hong Kong) Limited
Lingbin Yang
CE BGR256 - active, Guotai Junan Capital Limited
Yi (SFC:BSH865) Yang
CE BSH865 - active, Guotai Junan Capital Limited
Jianing Yao
CE BXF037 - active, Guotai Junan Securities (Hong Kong) Limited
Linying Ye
CE BXF195 - active, Guotai Junan Capital Limited
Siqi Ye
CE BRR367 - active, Guotai Junan Capital Limited
Baiyuan Yin
CE BWO928 - active, Guotai Junan Capital Limited
Chenkai Yu
CE BPF361 - active, Guotai Junan Capital Limited
Jiangtong Yu
CE BVE102 - active, Guotai Junan Capital Limited
Jiaqiang Yu
CE BMI887 - active, Guotai Junan Securities (Hong Kong) Limited
Yaxin Zeng
CE BXE999 - active, Guotai Junan Capital Limited
Congzhan Zhang
CE BTJ178 - active, Guotai Junan Capital Limited
Han (SFC:BTK351) Zhang
CE BTK351 - active, Guotai Junan Securities (Hong Kong) Limited
Lei (SFC:BXH580) Zhang
CE BXH580 - active, Guotai Junan Capital Limited
Mengwei Zhang
CE BQT132 - active, Guotai Junan Securities (Hong Kong) Limited
Wenxia Zhang
CE BVL425 - active, Guotai Junan Capital Limited
Xin (SFC:BRR900) Zhang
CE BRR900 - active, Guotai Junan Capital Limited
Yue (SFC:BWP106) Zhang
CE BWP106 - ceased
Yuting (SFC:BXC365) Zhang
CE BXC365 - active, Guotai Junan Securities (Hong Kong) Limited
Zhirou Zhang
CE BOC888 - active, Guotai Junan Capital Limited
Zhonghong Zhao
CE BXE213 - ceased
Zihan Zhao
CE BWF383 - active, Guotai Junan Capital Limited
Yusen Zheng
CE BXC366 - active, Guotai Junan Capital Limited
Zhulawa Zhou
CE BWT882 - active, Guotai Junan Capital Limited
Xiaoming Zhu
CE BTB503 - active, Guotai Junan Capital Limited
Yiman Zhu
CE BMW890 - active, Guotai Junan Capital Limited
Dong Zhuang
CE BNN869 - active, Guotai Junan Capital Limited
Ying Zou
CE BWZ119 - active, Guotai Junan Capital Limited
Yu Zou
CE BWZ118 - active, Guotai Junan Capital Limited
Wai Kwong Tsoi
CE AOY483 - active, Guotai Junan FX Limited
Tze Fung Yeung
CE ACS539 - active, Guotai Junan Futures (Hong Kong) Limited
Tik Sun Au
CE BHS479 - active, Guotai Junan FX Limited
Man Tik Chan
CE BBS455 - active, Guotai Junan Securities (Hong Kong) Limited
Calvin Tak Man Chan
CE BAJ169 - active, Guotai Junan Securities (Hong Kong) Limited
Sida (SFC:APQ831) Chen
CE APQ831 - active, Guotai Junan FX Limited
Yingying (SFC:AOJ051) Chen
CE AOJ051 - active, Guotai Junan Futures (Hong Kong) Limited
Kwok Ming Cheng
CE BBK183 - active, Guotai Junan FX Limited
Chi Hang Cheung
CE AWC633 - active, Guotai Junan FX Limited
Chung Him Chi
CE ARO768 - active, Guotai Junan Futures (Hong Kong) Limited
Yin Man Chu
CE ABS053 - active, Guotai Junan FX Limited
Lok Fai Ho
CE BTC780 - active, Guotai Junan FX Limited
Kin Chung Hon
CE AQO379 - active, Guotai Junan Futures (Hong Kong) Limited
King Lung Hui
CE ANJ588 - active, Guotai Junan FX Limited
Rainky Ming Xi Hung
CE BFX024 - active, Guotai Junan FX Limited
Pinky Lai Ping Kan
CE AKY991 - active, Guotai Junan Securities (Hong Kong) Limited
David Ho Hung Kwok
CE ACP629 - active, Haitong International Securities Company Limited
Lap Wa Kwok
CE ARA667 - active, Guotai Junan Securities (Hong Kong) Limited
Pui Chuen Kwong
CE AWL133 - active, Guotai Junan Securities (Hong Kong) Limited
Shu Hon Lam
CE AWP285 - active, Guotai Junan FX Limited
Tat Hung Lam
CE ARE174 - active, Guotai Junan Securities (Hong Kong) Limited
Tat Shing Lam
CE AUV992 - active, Guotai Junan Securities (Hong Kong) Limited
Mei Lau
CE AMX207 - active, Guotai Junan Securities (Hong Kong) Limited
Nga Yeung Lau
CE ALQ199 - active, Guotai Junan FX Limited
Benedict Chun Yin Lee
CE AQT306 - active, Guotai Junan Futures (Hong Kong) Limited
Wang Sun Lee
CE ARF794 - active, Guotai Junan FX Limited
Chu Leung
CE BNG367 - active, Guotai Junan FX Limited
Sze Hang Li
CE AVY336 - active, Guotai Junan FX Limited
Xinxin Li
CE BOI870 - active, Guotai Junan FX Limited
Junzhi Liu
CE BTG898 - active, Guotai Junan Securities (Hong Kong) Limited
Simon Wing Chung Lou
CE ABI724 - active, Guotai Junan Futures (Hong Kong) Limited
Hung Kik Lui
CE AZF855 - active, Guotai Junan Futures (Hong Kong) Limited
Kei Chi Ng
CE ALN804 - active, Guotai Junan Futures (Hong Kong) Limited
Christine Pritchard
CE BCJ615 - active, Guotai Junan Securities (Hong Kong) Limited
Kit Long See
CE APY536 - active, Guotai Junan Futures (Hong Kong) Limited
Ka Kit Suen
CE BAM439 - active, Guotai Junan FX Limited
Ming Kong Tai
CE AQW020 - active, Guotai Junan Futures (Hong Kong) Limited
Denise Yuk Yin Tam
CE AQW022 - active, Guotai Junan FX Limited
Kelvin Chi Wai Tang
CE BFE980 - active, Guotai Junan Futures (Hong Kong) Limited
Yu Fai To
CE AEI209 - active, Guotai Junan FX Limited
Corona Wing Fong Tung
CE ABN060 - active, Guotai Junan Futures (Hong Kong) Limited
Gang (SFC:AGN326) Wang
CE AGN326 - active, Guotai Junan FX Limited
Bryan Pui Yuen Wong
CE AOH949 - active, Guotai Junan Securities (Hong Kong) Limited
Hongjian Wu
CE ALS600 - active, Guotai Junan FX Limited
Qiong (SFC:AOE681) Wu
CE AOE681 - active, Guotai Junan FX Limited
Ka Ho Yan
CE BGB456 - active, Guotai Junan Securities (Hong Kong) Limited
Chin Hong Yip
CE APP546 - active, Guotai Junan FX Limited
Kwok Fai Yu
CE APG562 - active, Guotai Junan FX Limited
Daisy Wing Yi Yu
CE AHE833 - active, Guotai Junan FX Limited
Trevor Yat Shing Yuen
CE AGA673 - active, Guotai Junan FX Limited
Liang (SFC:AWM930) Chen
CE AWM930 - active, Guotai Junan Securities (Hong Kong) Limited
Ka Fai Yu
CE ACR614 - active, Guotai Junan Securities (Hong Kong) Limited