Sarah Hau Yee Lee
李巧兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Hau Yee Lee (李巧兒), CE reference AHC334. Currently licensed at 1 firm(s): AlTi Wealth Management (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-24 | present |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-12-24 | present |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-12-24 | present |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-13 |