Chik Pan
潘稷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chik Pan (潘稷), a licensed Responsible Officer with CE reference ABZ886. Currently licensed at 1 firm(s): Astrum Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-09-19 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2007-06-06 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-06-06 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 9 - Asset management | 2007-06-06 | present |
| Blossomhill Investment Limited 豐碩投資有限公司 |
RO | Type 9 - Asset management | 2010-03-04 | 2013-11-01 |
| Funderstone Futures Limited | Rep | Type 9 - Asset management | 2006-07-17 | 2007-04-13 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | 2006-07-17 | 2007-04-13 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | present | 2007-04-13 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | present | 2007-04-13 |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | present | 2004-11-01 |
| Funderstone Futures Limited | Rep | Type 5 - Advising on futures contracts | present | 2004-11-01 |
| Funderstone Securities Limited | Rep | Type 6 - Advising on corporate finance | present | 2004-11-01 |
| Funderstone Futures Limited | Rep | Type 9 - Asset management | present | 2004-11-01 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | present | 2004-11-01 |