Gregory Lok Hang Suen
孫樂衡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Lok Hang Suen (孫樂衡), CE reference ALI171. Currently licensed at 1 firm(s): APG Investments Asia Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2019-12-16 | present |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
RO | Type 9 — Asset management | 2019-12-16 | present |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-02 | 2019-12-16 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-10-02 | 2019-12-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-24 | 2019-09-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-06-24 | 2019-09-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-06-24 | 2019-09-27 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-12-18 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-12-18 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-12-03 | 2011-12-31 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-01-03 | 2007-11-14 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2004-11-26 | 2007-11-14 |