Charles Kar Jon Sun
辛嘉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Kar Jon Sun (辛嘉俊), CE reference BGY848. Currently licensed at 2 firm(s): Ark Securities (Hong Kong) Limited, Ark Futures (Hong Kong) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-29 | present |
| Ark Futures (Hong Kong) Limited 同舟期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-08-29 | present |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-08-29 | present |
| Ark Futures (Hong Kong) Limited 同舟期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-08-29 | present |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-10 | 2024-08-29 |
| Ark Futures (Hong Kong) Limited 同舟期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-03-10 | 2024-08-29 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-30 | 2023-03-01 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-30 | 2023-03-01 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-03 | 2021-07-16 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-03 | 2021-07-16 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-19 | 2019-10-02 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-04 | 2017-08-12 |
| Ark Futures (Hong Kong) Limited 同舟期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-04 | 2017-08-12 |