Linglin Xu
徐玲淋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linglin Xu (徐玲淋), a licensed Responsible Officer with CE reference BOR138. Currently licensed at 1 firm(s): Ark Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 9 - Asset management | 2024-04-25 | present |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-06 | present |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-10-06 | present |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-10-06 | present |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-06-17 | 2026-05-20 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-06-17 | 2026-05-20 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-01 | 2023-10-06 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-01 | 2023-10-06 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-08-01 | 2023-10-06 |