Wai Ha Kwok
郭惠霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ha Kwok (郭惠霞), a licensed Representative with CE reference AJN155. Currently licensed at 1 firm(s): Altruist Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 22.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-09 | present |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-06 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ha Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.