Jia Li
李佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Li (李佳), CE reference BOG077. Currently licensed at 1 firm(s): AJ SECURITIES LIMITED. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-16 | present |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-16 | 2020-05-11 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-10 | 2020-05-11 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 9 — Asset management | 2019-05-10 | 2020-05-11 |