Ka Hing Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hing Kwok (郭家興), a licensed Responsible Officer with CE reference ALN862. Currently licensed at 1 firm(s): Altruist Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.6 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-24 | present |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 4 - Advising on securities | 2024-06-24 | present |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 9 - Asset management | 2024-02-05 | present |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-30 | 2024-06-24 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-06 | 2024-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Hing Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.