Kwong Ling Lam
林廣玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ling Lam (林廣玲), a licensed former licensee with CE reference AGJ364. This person has 23.1 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-31 | 2026-08-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2014-06-18 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2007-12-11 | 2014-06-18 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-21 | 2012-03-30 |
| Jimei Wealth Management Limited 集美財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-08 |
| Jimei Wealth Management Limited 集美財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-08 |
| Jimei Wealth Management Limited 集美財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Ling Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.