Vincent Cheong Wa Chan
陳昌華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Cheong Wa Chan (陳昌華), CE reference ACA303. Currently licensed at 1 firm(s): Aletheia Analyst Network Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2021-06-04 | present |
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2020-05-19 | 2021-06-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-17 | 2020-02-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-01 | 2014-07-17 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2004-04-29 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2004-04-29 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-04-29 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2004-04-29 |