Richard George Michael Offer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard George Michael Offer, CE reference AEH723. Currently licensed at 1 firm(s): Aetas Global Markets Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aetas Global Markets Limited |
RO | Type 1 — Dealing in securities | 2007-02-09 | present |
| Parry Capital Management Limited | RO | Type 9 — Asset management | 2007-09-24 | 2011-07-21 |
| Aetas Global Markets Limited |
Rep | Type 1 — Dealing in securities | 2006-08-08 | 2007-02-09 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2005-11-12 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2005-11-12 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2004-07-27 |