Mei Shan Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Shan Lee (李美珊), a licensed Responsible Officer with CE reference ASP357. Currently licensed at 2 firm(s): Orient Capital (Hong Kong) Limited, Orient Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 17.0 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-09-20 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-10 | present |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-10 | 2021-09-20 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-04-24 | 2021-08-26 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-24 | 2021-08-26 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-02-24 | 2020-04-24 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-05-25 | 2019-12-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-24 | 2019-12-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-24 | 2018-05-25 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-01-04 | 2018-05-14 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-16 | 2018-05-14 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-16 | 2016-01-04 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-10 | 2015-10-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-10 | 2015-10-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-10 | 2015-10-01 |
| Fulbright Capital Limited 富昌融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-06-18 | 2014-11-08 |
| Fulbright Capital Limited 富昌融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-05 | 2014-06-18 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-12 | 2014-04-28 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-08 | 2010-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mei Shan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.