Wang Tat Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Tat Lam (林宏達), a licensed Responsible Officer with CE reference AOE015. Currently licensed at 1 firm(s): Orion Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orion Investment Management Limited | RO | Type 4 - Advising on securities | 2020-10-14 | present |
| Orion Investment Management Limited | RO | Type 9 - Asset management | 2020-10-14 | present |
| Orion Investment Management Limited | RO | Type 1 - Dealing in securities | 2017-07-17 | 2026-02-23 |
| Orion Investment Management Limited | Rep | Type 1 - Dealing in securities | 2017-06-13 | 2017-07-17 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-11 | 2017-06-01 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-11 | 2017-06-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-13 | 2011-06-24 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-11-13 | 2011-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wang Tat Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.