Shen Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shen Lu (盧慎), a licensed Representative with CE reference BDD498. Currently licensed at 2 firm(s): Orient Securities (Hong Kong) Limited, Orient Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 5.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-06 | present |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-08-06 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-06 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-02 | 2025-06-26 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-12-02 | 2025-06-26 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-02 | 2025-06-26 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-20 | 2015-10-27 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-03-20 | 2015-10-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shen Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.