Choot Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choot Lim, CE reference ACV298. Currently licensed at 1 firm(s): Ovata Capital Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-16 | present |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-09-18 | 2008-06-13 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-09-18 | 2008-06-13 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-26 | 2007-09-18 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-26 | 2007-09-18 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-12 | 2006-05-18 |