Richard H Lawrence Jr
羅蘭士
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard H Lawrence Jr (羅蘭士), CE reference AAJ719. Currently licensed at 1 firm(s): Overlook Investments Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Overlook Investments Limited | RO | Type 9 — Asset management | present | present |
| Overlook Investments Limited | RO | Type 4 — Advising on securities | present | 2009-12-31 |
| Overlook Investments Limited | RO | Type 5 — Advising on futures contracts | present | 2009-12-31 |
| Overlook Investments Limited | RO | Type 6 — Advising on corporate finance | present | 2004-11-01 |