James St. John Squire
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James St. John Squire, a licensed Responsible Officer with CE reference ABM486. Currently licensed at 1 firm(s): Overlook Investments Limited. Active regulated activities: Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Overlook Investments Limited | RO | Type 9 - Asset management | 2017-06-01 | present |
| Overlook Investments Limited | Rep | Type 4 - Advising on securities | 2007-07-24 | 2009-12-31 |
| Overlook Investments Limited | Rep | Type 5 - Advising on futures contracts | 2007-07-24 | 2009-12-31 |
| Overlook Investments Limited | Rep | Type 9 - Asset management | 2007-07-24 | 2017-06-01 |
| Ballingal Investment Advisors Limited | RO | Type 4 - Advising on securities | 2004-09-23 | 2007-06-30 |
| Ballingal Investment Advisors Limited | RO | Type 5 - Advising on futures contracts | 2004-09-23 | 2007-06-30 |
| Ballingal Investment Advisors Limited | RO | Type 9 - Asset management | 2004-09-23 | 2007-06-30 |
| Ballingal Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2004-09-06 | 2004-09-23 |
| Ballingal Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2004-09-06 | 2004-09-23 |
| Ballingal Investment Advisors Limited | Rep | Type 9 - Asset management | 2004-09-06 | 2004-09-23 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-31 |
| Biz Corp Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-16 |
| Biz Corp Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-31 |
| Biz Corp Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James St. John Squire during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.