Anthony Berger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Berger, CE reference AOJ226. Currently licensed at 1 firm(s): Ovata Capital Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-06 | present |
| AM Squared Limited | Rep | Type 9 — Asset management | 2012-08-27 | 2018-11-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-01-02 | 2010-04-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-01-02 | 2010-04-29 |