Lap Kiu Ng
伍立喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kiu Ng (伍立喬), CE reference BAA394. Currently licensed at 1 firm(s): Ovata Capital Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
Rep | Type 9 — Asset management | 2024-10-02 | present |
| Segantii Capital Management Limited | RO | Type 9 — Asset management | 2024-01-09 | 2024-08-31 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2019-08-06 | 2024-01-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2019-03-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-06 | 2019-03-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2012-08-06 | 2013-08-31 |