Wai Ming Kwong
鄺偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Kwong (鄺偉明), a licensed Representative with CE reference ABN497. Currently licensed at 1 firm(s): Orient Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.6 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-06 | present |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-07-23 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-07-23 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-25 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-25 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ming Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.