Shengnan Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengnan Wang (王盛男), a licensed Responsible Officer with CE reference BGL389. Currently licensed at 2 firm(s): Orient Securities (Hong Kong) Limited, Orient Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 10.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-08 | present |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-04-08 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-16 | 2026-04-08 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-12-16 | 2026-04-08 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-12 | 2025-08-12 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-12 | 2025-08-12 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-12 | 2023-01-12 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-04-12 | 2025-08-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-09 | 2021-03-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-09 | 2021-03-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-09 | 2021-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shengnan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.