Ngan Ling Tse
謝雁玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngan Ling Tse (謝雁玲), CE reference AAF642. Currently licensed at 1 firm(s): Orient Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-01 | present |
| Koffman Investment Ltd 高富民投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-01 |
| Koffman Investment Ltd 高富民投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| Koffman Investment Ltd 高富民投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Koffman Investment Ltd 高富民投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |