James William Burdett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James William Burdett, a licensed former licensee with CE reference AJO203. This person has 12.2 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
Rep | Type 9 - Asset management | 2023-09-21 | 2026-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 7 - Providing automated trading services | 2004-03-18 | 2005-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James William Burdett during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.