Keng Swee Yeo
楊慶瑞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Swee Yeo (楊慶瑞), CE reference ALW483. Currently licensed at 1 firm(s): Oxbow Capital Management (HK) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oxbow Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2015-06-22 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-07-02 | 2015-03-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-07-02 | 2015-03-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-02 | 2015-03-17 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2009-06-01 | 2013-05-06 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-28 | 2009-03-19 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-11-28 | 2009-03-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-04-11 | 2008-07-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-04-11 | 2008-07-14 |