Joseph Nap Kee Chan
陳立基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Nap Kee Chan (陳立基), CE reference ABT746. Currently licensed at 1 firm(s): Oriental Patron Asia Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 9 — Asset management | present | present |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-13 | 2023-09-15 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2017-01-13 | 2023-09-15 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2008-02-12 | 2013-06-10 |
| SanJohn Capital Limited 三川資本有限公司 |
RO | Type 9 — Asset management | 2007-12-10 | 2011-04-01 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-22 |