Joseph Nap Kee Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Nap Kee Chan (陳立基), a licensed Responsible Officer with CE reference ABT746. Currently licensed at 1 firm(s): Oriental Patron Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | present |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | present |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-13 | 2023-09-15 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 - Advising on securities | 2017-01-13 | 2023-09-15 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 - Advising on securities | 2008-02-12 | 2013-06-10 |
| SanJohn Capital Limited 三川資本有限公司 |
RO | Type 9 - Asset management | 2007-12-10 | 2011-04-01 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Nap Kee Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.