ETRADE Securities Limited
億創證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ETRADE Securities Limited (億創證券有限公司), a Hong Kong-based licensed corporation with CE reference AAE544. Current licensed staff on file: 0 (total recorded over time: 25).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2007-11-21 |
| Type 4 - Advising on securities | Pre-2003 | 2007-11-21 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-08 |
| Type 7 - Providing automated trading services | Pre-2003 | 2004-04-08 |
| Type 9 - Asset management | Pre-2003 | 2004-04-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (25)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Charles Chi Pang Chen 陳子鵬 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2007-10 |
| Christian H Kielland | RO 1, 4 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2007-10 |
| Joyce Wan Siu Lee 李韻韶 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2007-10 |
| Wai Chun Ng 吳偉俊 | Rep 1, 4 | 2004-04 | 2007-10 |
| Lee Wah Ong 王利華 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2007-10 |
| Ned Phillips | RO 1, 4 | 2006-05 | 2007-10 |
| Rosella Po Yee So 蘇寶兒 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2007-10 |
| Tsz Wai Wong 黃子威 | Rep 1, 4 | 2005-11 | 2007-10 |
| Chun Keung Lau 劉俊強 | Rep 1, 4 | 2003-10 | 2007-03 |
| Lai Mei Ma 馬麗眉 | RO 1, 4 | 2004-09 | 2006-05 |
| John Wesley Lord II | RO 1, 4, 7 | Pre-2003 | 2006-03 |
| Helen Mary Langan | RO 1, 4, 7 | Pre-2003 | 2004-09 |
| Karvan Ka Man Lam 林嘉敏 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-06 |
| Farrah Bagaman | Rep 1, 4 | 2003-12 | 2004-04 |
| Chak Chung Ng 吳澤松 | Rep 1, 4 | 2004-02 | 2004-03 |
| Tat Man So 蘇達文 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-01 |
| Vivian Wai Sum Cheung 張慧心 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Philip Kin Lip Fok 霍建立 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Man Yan Law 羅文欣 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Shirley So | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Pui Ming Lai 賴沛明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Louis Hang Fai So 蘇恒輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-09 |
| Chi Hin Tsui 徐子軒 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-09 |
| Kar Yee Ho 何嘉儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
| Jeffrey Charles Clarke | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-06 |
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