Shanxi Securities International Asset Management Limited
山證國際資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanxi Securities International Asset Management Limited (山證國際資產管理有限公司), CE reference BEN407. Currently licensed for regulated activity type(s) 4, 5, 9. Current licensed staff on file: 6.
Registered address
Unit A 29/F, Admiralty Center Tower 1, 18 Harcourt Road, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2015-06-19 | present |
| Type 5 — Advising on futures contracts | 2015-06-19 | present |
| Type 9 — Asset management | 2015-06-19 | present |
Licensed staff (6)
As of
| Name | Activities | Since |
|---|---|---|
| Biao Guo 郭彪 | RO 4, 5, 9 | 2023-04 |
| Qihu Song 宋启虎 | RO 4, 5, 9 | 2016-08 |
| Xu (SFC:BPI539) Yang 楊旭 | RO 9 | 2020-05 |
| Qiyuan Li 李启媛 | Rep 4, 5, 9 | 2025-07 |
| Xuankun Li 李旋坤 | Rep 4 | 2025-12 |
| Li (SFC:BWA588) Ma 馬莉 | Rep 4, 5, 9 | 2025-06 |
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