KGI Capital (Hong Kong) Limited
凱基金融(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KGI Capital (Hong Kong) Limited (凱基金融(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ALO034. Current licensed staff on file: 0 (total recorded over time: 16). Earliest licence on file: 2005-07-08.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2008-06-20 | 2010-10-11 |
| Type 6 - Advising on corporate finance | 2005-07-08 | 2010-10-11 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lei Ming Feng 馮雷明 | RO 1, 6 | 2005-07 | 2010-04 |
| Nga Li Cheung 張雅莉 | Rep 6 | 2006-06 | 2009-12 |
| Dennis Chong Huang 黃立衝 | RO 6 Rep 6 | 2006-07 | 2009-12 |
| Hsiang-Hsien Liang 梁祥賢 | Rep 6 | 2008-09 | 2009-12 |
| Brenda Yin Kwan Wong 黃衍筠 | Rep 6 | 2008-07 | 2009-12 |
| Francis Yiu Wah Yeung 楊耀華 | RO 1, 6 | 2005-07 | 2009-12 |
| Ti-Fan Yin 殷倜凡 | Rep 6 | 2007-07 | 2009-12 |
| Zhen An 安鎮 | Rep 6 | 2009-10 | 2009-12 |
| Irene Ho Ying Poon 潘可盈 | Rep 6 | 2006-05 | 2009-11 |
| Chang Yu Hu 胡昌佑 | Rep 6 | 2008-07 | 2009-04 |
| Jiing-Maw You 游景貿 | RO 6 Rep 6 | 2007-05 | 2009-04 |
| Chia Tien Tan 譚家典 | Rep 6 | 2006-09 | 2009-03 |
| Yazhong Su 蘇亞中 | RO 1, 6 Rep 6 | 2006-04 | 2009-01 |
| Wan Po Lau 劉雲浦 | RO 6 Rep 6 | 2006-08 | 2008-09 |
| Wilfred Wai Kei Sum 岑偉基 | RO 6 | 2005-08 | 2008-04 |
| Shun Ching Shih 施順情 | RO 6 Rep 6 | 2005-11 | 2006-06 |
Showing 1–16 of 16