First Securities (HK) Limited
第一證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Securities (HK) Limited (第一證券(香港)有限公司), CE reference AAA347. Currently licensed for regulated activity type(s) 1, 9. Current licensed staff on file: 68.
Registered address
Room 1708-1710, 17/F, China Insurance Group Building, 141 Des Voeux Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 9 — Asset management | 2009-08-03 | present |
| Type 4 — Advising on securities | present | 2004-11-17 |
| Type 6 — Advising on corporate finance | present | 2004-11-17 |
| Type 7 — Providing automated trading services | 2003-05-02 | 2003-07-04 |
| Type 9 — Asset management | present | 2004-11-17 |
Licensed staff (68)
As of
| Name | Activities | Since |
|---|---|---|
| Chi-Sheng Chen 陳啟聖 | RO 1 | 2007-05 |
| Chien Chih Chen 陳建智 | RO 9 | 2009-08 |
| Hin Fung Sherman Chiu 趙衍鋒 | RO 1 | 2025-07 |
| Tzu-Fang Chou 周子方 | RO 1 | 2021-04 |
| Alice Wai Yin Chow 周慧妍 | RO 1, 9 | 2016-02 |
| Lili Wang 王麗麗 | RO 1, 9 | 2025-06 |
| Chien-Tsang Weng 翁健藏 | RO 1 | 2011-08 |
| Wah Wong 王華 | RO 1 | 2010-02 |
| Laurent Bernhard | Rep 1 | 2025-08 |
| Cheng Yao Chang 張承堯 | Rep 1 | 2019-11 |
| Chia Chen Chang 張家真 | Rep 1 | 2012-03 |
| Min Chieh Chang 張閔傑 | Rep 1 | 2022-08 |
| Chia Ling Chen 陳佳伶 | Rep 1 | 2018-02 |
| Chin-Hui Chen 陳金輝 | Rep 1 | 2011-08 |
| Chun-Chin Chen 陳俊青 | Rep 1 | 2014-02 |
| Mei Chun Chen 陳玫君 | Rep 1 | 2012-03 |
| Ming Li Chen 陳明莉 | Rep 1 | 2018-07 |
| Szu-Tsung Chen 陳思聰 | Rep 1, 9 | 2013-11 |
| Wen-Ling Chen 陳文玲 | Rep 1 | 2015-09 |
| Po Jen Cheng 鄭博仁 | Rep 1 | 2012-07 |
| Wei-Shih Cheng 鄭偉仕 | Rep 1 | 2015-04 |
| Hui-Chen Chiang 江慧貞 | Rep 1 | 2011-05 |
| Wen-Chen Chiu 邱文掁 | Rep 1 | 2016-06 |
| Yueh Cho 卓越 | Rep 1 | 2012-11 |
| Chen Yi Chou 周鎮議 | Rep 1 | 2014-11 |
| Sheng Yuan Chou 周聖淵 | Rep 1 | 2018-05 |
| Shu-Huei Chou 周淑恵 | Rep 1 | 2012-09 |
| Xiang-Le Gao 高湘樂 | Rep 1 | 2025-11 |
| Chi Hsien Ha 哈繼先 | Rep 1 | 2013-09 |
| Wing Fai Heung 香榮輝 | Rep 1 | 2009-12 |
| Hsin-Cheng Huang 黃信誠 | Rep 1 | 2018-04 |
| Ren-Yen Huang 黃仁彥 | Rep 1 | 2017-11 |
| Tzu-Yuan Hung 洪子原 | Rep 1 | 2016-11 |
| Fu-Hsing Hwang 黃福星 | Rep 1 | 2013-05 |
| Lu-Chien Jen 任露茜 | Rep 1 | 2014-10 |
| Su-Jung Kao 高淑蓉 | Rep 1 | 2016-08 |
| Hsin-Han Lee 李信翰 | Rep 1 | 2013-07 |
| Ngo Chim Lee 李傲潛 | Rep 1 | 2021-12 |
| Shu-Ching Lee 李淑菁 | Rep 1 | 2017-12 |
| Yi-Chin Lee 李怡親 | Rep 1 | 2018-01 |
| Henry Joseph Li 李顯倫 | Rep 1 | 2022-08 |
| Chien-Chih Lien 連建智 | Rep 1 | 2018-06 |
| Ching Wen Lin 林慶文 | Rep 1 | 2017-02 |
| Hsi Lin 林曦 | Rep 1 | 2017-01 |
| Pey Lin 林霈 | Rep 1 | 2015-05 |
| Shan-Chih Lin 林上智 | Rep 1 | 2022-11 |
| Shu-Jung Lin 林淑蓉 | Rep 1 | 2011-05 |
| Shu-Mei Lin 林淑美 | Rep 1 | 2018-04 |
| Yi-Ju Lin 林宜儒 | Rep 1 | 2013-07 |
| Yu Ting Lin 林育廷 | Rep 1 | 2016-07 |
| Yu-Yu Lin 林昱佑 | Rep 1 | 2017-12 |
| Wendy Wing Yin Liu 廖穎賢 | Rep 1 | 2025-11 |
| Yan Ying Liu 劉姸纓 | Rep 1 | 2019-03 |
| I-Fang Luo 羅翊方 | Rep 1 | 2018-04 |
| Tsuyoshi Matsumura 松村剛 | Rep 1 | 2019-07 |
| Chiung-Fang Shen 沈瓊芳 | Rep 1 | 2012-05 |
| Chung-Chun Su 蘇宗淳 | Rep 1 | 2017-12 |
| Yazhong Su 蘇亞中 | Rep 1 | 2009-12 |
| Hao Wei Sun 孫浩維 | Rep 1 | 2026-02 |
| Hon Fai Tse 謝瀚輝 | Rep 1 | 2025-04 |
| Chieh-Ping Tseng 曾潔萍 | Rep 1 | 2013-09 |
| Marko Ying Kit Tsui 徐英傑 | Rep 1, 9 | 2022-05 |
| Szu-Chia Wei 韋思佳 | Rep 1 | 2011-08 |
| Shu-Fang Wu 吳淑芳 | Rep 1 | 2019-01 |
| Shu Ching Yang 楊淑清 | Rep 1 | 2018-06 |
| Shu-Hua Yang 楊淑華 | Rep 1 | 2010-06 |
| Hong-I Yeh 葉弘毅 | Rep 1 | 2018-02 |
| Ho Kei Yue 余浩淇 | Rep 1, 9 | 2020-11 |
Showing 1–68 of 68