First Securities (HK) Limited
第一證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Securities (HK) Limited (第一證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAA347. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 69 (total recorded over time: 126). Earliest licence on file: 2003-05-02.
- Category:
-
Sell side · Brokerage
- Registered address:
- Room 1708-1710, 17/F, China Insurance Group Building, 141 Des Voeux Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | 2026-08-04 | present |
| Type 9 - Asset management | 2009-08-03 | present |
| Type 4 - Advising on securities | Pre-2003 | 2004-11-17 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-17 |
| Type 7 - Providing automated trading services | 2003-05-02 | 2003-07-04 |
| Type 9 - Asset management | Pre-2003 | 2004-11-17 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (126)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi-Sheng Chen 陳啟聖 | RO 1 Rep 1 | 2006-09 | Present |
| Chien Chih Chen 陳建智 | RO 9 | 2009-08 | Present |
| Hin Fung Sherman Chiu 趙衍鋒 | RO 1 Rep 1 | 2025-02 | Present |
| Tzu-Fang Chou 周子方 | RO 1 Rep 1 | 2011-06 | Present |
| Alice Wai Yin Chow 周慧妍 | RO 1, 9 Rep 1, 9 | 2009-12 | Present |
| Tsuyoshi Matsumura 松村剛 | RO 1, 4, 9 Rep 1, 4, 9 | 2003-04 | Present |
| Kennedy Kin Tak Tsang 曾建德 | RO 4 | 2026-08 | Present |
| Lili Wang 王麗麗 | RO 1, 9 Rep 1, 9 | 2025-05 | Present |
| Chien-Tsang Weng 翁健藏 | RO 1 Rep 1 | 2011-06 | Present |
| Wah Wong 王華 | RO 1, 4 Rep 1 | 2009-12 | Present |
| Laurent Bernhard | Rep 1 | 2025-08 | Present |
| Cheng Yao Chang 張承堯 | Rep 1 | 2019-11 | Present |
| Chia Chen Chang 張家真 | Rep 1 | 2012-03 | Present |
| Min Chieh Chang 張閔傑 | Rep 1 | 2022-08 | Present |
| Chia Ling Chen 陳佳伶 | Rep 1 | 2018-02 | Present |
| Chin-Hui Chen 陳金輝 | Rep 1 | 2011-08 | Present |
| Chun-Chin Chen 陳俊青 | Rep 1 | 2014-02 | Present |
| Mei Chun Chen 陳玫君 | Rep 1 | 2012-03 | Present |
| Ming Li Chen 陳明莉 | Rep 1 | 2018-07 | Present |
| Szu-Tsung Chen 陳思聰 | Rep 1, 9 | 2010-06 | Present |
| Wen-Ling Chen 陳文玲 | Rep 1 | 2015-09 | Present |
| Po Jen Cheng 鄭博仁 | Rep 1 | 2012-07 | Present |
| Wei-Shih Cheng 鄭偉仕 | Rep 1 | 2015-04 | Present |
| Hui-Chen Chiang 江慧貞 | Rep 1 | 2011-05 | Present |
| Wen-Chen Chiu 邱文掁 | Rep 1 | 2016-06 | Present |
| Yueh Cho 卓越 | Rep 1 | 2012-11 | Present |
| Chen Yi Chou 周鎮議 | Rep 1 | 2014-11 | Present |
| Sheng Yuan Chou 周聖淵 | Rep 1 | 2018-05 | Present |
| Shu-Huei Chou 周淑恵 | Rep 1 | 2012-09 | Present |
| Xiang-Le Gao 高湘樂 | Rep 1 | 2025-11 | Present |
| Chi Hsien Ha 哈繼先 | Rep 1 | 2013-09 | Present |
| Wing Fai Heung 香榮輝 | Rep 1 | 2009-12 | Present |
| Hsin-Cheng Huang 黃信誠 | Rep 1 | 2018-04 | Present |
| Ren-Yen Huang 黃仁彥 | Rep 1 | 2017-11 | Present |
| Tzu-Yuan Hung 洪子原 | Rep 1 | 2016-11 | Present |
| Fu-Hsing Hwang 黃福星 | Rep 1 | 2013-05 | Present |
| Lu-Chien Jen 任露茜 | Rep 1 | 2014-10 | Present |
| Su-Jung Kao 高淑蓉 | Rep 1 | 2016-08 | Present |
| Louies Ka Lin Law 羅嘉年 | Rep 1 | 2026-06 | Present |
| Hsin-Han Lee 李信翰 | Rep 1 | 2013-07 | Present |
| Ngo Chim Lee 李傲潛 | Rep 1 | 2021-12 | Present |
| Shu-Ching Lee 李淑菁 | Rep 1 | 2017-12 | Present |
| Yi-Chin Lee 李怡親 | Rep 1 | 2018-01 | Present |
| Henry Joseph Li 李顯倫 | Rep 1 | 2022-08 | Present |
| Huajun Li 李華筠 | Rep 1 | 2026-04 | Present |
| Chien-Chih Lien 連建智 | Rep 1 | 2014-04 | Present |
| Ching Wen Lin 林慶文 | Rep 1 | 2017-02 | Present |
| Hsi Lin 林曦 | Rep 1 | 2017-01 | Present |
| Pey Lin 林霈 | Rep 1 | 2015-05 | Present |
| Shan-Chih Lin 林上智 | Rep 1 | 2022-11 | Present |
| Shu-Jung Lin 林淑蓉 | Rep 1 | 2011-05 | Present |
| Yi-Ju Lin 林宜儒 | Rep 1 | 2013-07 | Present |
| Yu Ting Lin 林育廷 | Rep 1 | 2016-07 | Present |
| Yu-Yu Lin 林昱佑 | Rep 1 | 2017-12 | Present |
| Wendy Wing Yin Liu 廖穎賢 | Rep 1 | 2025-11 | Present |
| I-Fang Luo 羅翊方 | Rep 1 | 2018-04 | Present |
| Chiung-Fang Shen 沈瓊芳 | Rep 1 | 2012-05 | Present |
| Chung-Chun Su 蘇宗淳 | Rep 1 | 2017-12 | Present |
| Yazhong Su 蘇亞中 | Rep 1 | 2009-12 | Present |
| Hao Wei Sun 孫浩維 | Rep 1 | 2026-02 | Present |
| Hon Fai Tse 謝瀚輝 | Rep 1 | 2025-04 | Present |
| Chieh-Ping Tseng 曾潔萍 | Rep 1 | 2013-09 | Present |
| Marko Ying Kit Tsui 徐英傑 | Rep 1, 9 | 2022-04 | Present |
| Szu-Chia Wei 韋思佳 | Rep 1 | 2011-08 | Present |
| Shu-Fang Wu 吳淑芳 | Rep 1 | 2019-01 | Present |
| Shu Ching Yang 楊淑清 | Rep 1 | 2018-06 | Present |
| Shu-Hua Yang 楊淑華 | Rep 1 | 2010-06 | Present |
| Hong-I Yeh 葉弘毅 | Rep 1 | 2018-02 | Present |
| Ho Kei Yue 余浩淇 | Rep 1, 9 | 2019-04 | Present |
| Shu-Mei Lin 林淑美 | Rep 1 | 2018-04 | 2026-07 |
| Yan Ying Liu 劉姸纓 | Rep 1 | 2019-03 | 2026-03 |
| Wei Li Chen 陳偉力 | Rep 1 | 2025-02 | 2025-05 |
| Yu Hsuan Hsu 許毓玹 | Rep 1 | 2024-07 | 2025-03 |
| Hsien-Kuang Kao 高顯光 | RO 1, 9 Rep 1, 4, 6, 9 | 2003-09 | 2025-01 |
| Shaojie Li 李少杰 | Rep 1 | 2024-10 | 2024-12 |
| Wing Hong Chong 張穎康 | Rep 1, 9 | 2019-04 | 2024-10 |
| Wei Hsun Chen 陳威勳 | RO 1, 9 Rep 1, 9 | 2023-12 | 2024-09 |
| Ching Lang Wang 王境朗 | Rep 1 | 2023-06 | 2023-07 |
| Alexander Caspian Ariana | Rep 1 | 2022-12 | 2023-07 |
| William Wei Jen Liang 梁維仁 | Rep 1, 9 | 2014-08 | 2022-10 |
| Po Shan Lai 賴寶姍 | Rep 1, 9 | 2017-08 | 2022-09 |
| Jen der Shen 沈振德 | Rep 1 | 2020-03 | 2022-05 |
| Evian Juan 阮子玲 | Rep 1 | 2020-08 | 2021-02 |
| Shu Chen Kuo 郭淑貞 | Rep 1 | 2017-12 | 2021-01 |
| Te Li Huang 黃德利 | Rep 1 | 2018-06 | 2020-01 |
| Chien Liang Kuo 郭建良 | Rep 1 | 2018-10 | 2019-11 |
| Margaret Chien Mei Hsu Kao 高徐千媄 | Rep 1 | 2017-09 | 2019-10 |
| Ka Chun Chiu 趙嘉俊 | Rep 1 | 2017-01 | 2019-02 |
| Wai Ting Cheung 張惠婷 | Rep 1 | 2018-02 | 2018-02 |
| Kam Fung Wong 黃錦鳳 | Rep 1 | 2006-01 | 2017-10 |
| Yu-Chin Yang 楊宇清 | Rep 1 | 2014-08 | 2017-10 |
| Wen-Yu Liao 廖文瑀 | Rep 1 | 2016-10 | 2017-06 |
| Wen-Chin Chen 陳文卿 | Rep 1 | 2016-03 | 2017-05 |
| Xiaoxi Yuan 袁小茜 | Rep 1 | 2016-03 | 2017-03 |
| Chung-Lung Lee 李忠龍 | Rep 1 | 2015-07 | 2016-11 |
| Reto Emanuel Candrian | RO 9 | 2011-09 | 2014-09 |
| Ruiyue Zhang 張瑞玥 | Rep 1 | 2012-03 | 2014-03 |
| Ka Keung Law 羅家強 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-02 |
| Chih Ning Chiu 邱致寧 | Rep 1 | 2013-05 | 2013-11 |
| Kun-Chih Li 李坤致 | Rep 1 | 2011-06 | 2013-11 |
Showing 1–100 of 126
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