KB Securities Hong Kong Limited

國民證券香港有限公司
CE No. ADW536 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KB Securities Hong Kong Limited (國民證券香港有限公司), a Hong Kong-based licensed corporation with CE reference ADW536. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 10 (total recorded over time: 51).

Category:
Sell side · Brokerage
Registered address:
Room 2003, 20/F, York House, The Landmark, 15 Queen's Road Central, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 4 - Advising on securities Pre-2003 present
Type 6 - Advising on corporate finance Pre-2003 present
Type 9 - Asset management Pre-2003 2013-09-18

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (51)

Active on date
Name Activities First licensed To
Jung Ho Lee RO 1, 4 Rep 1, 4 2017-09 Present
Jungbin Lee 李正彬 RO 1, 4, 6 2024-03 Present
Jae Hyung Park RO 1, 4, 6 Rep 1, 4, 6 2021-01 Present
Sang Woo An Rep 1, 4 2023-07 Present
Jungwoo Cho Rep 1, 4 2023-06 Present
Peter Sin Kim Rep 1 2020-05 Present
Min Serk Lee Rep 1, 4 2025-07 Present
Se Hee Park Rep 1, 4 2021-12 Present
Jeeho Shin Rep 1, 4 2025-08 Present
Joseph Suh Rep 1, 6 2020-07 Present
Sang Jun Park 朴相俊 RO 1, 6 Rep 1, 4, 6 2019-12 2026-05
Yung Ho Lee RO 1, 6 2023-05 2023-11
Sanghoon Lee RO 1, 4, 6 2023-02 2023-09
Sooho Lee 李守鎬 Rep 1, 4 2022-05 2023-06
David Jung Rep 1, 4 2022-06 2023-03
Jee Hwan Hwang Rep 1, 4 2022-01 2023-02
Hanjin Park 朴漢鎮 RO 1, 4, 6 Rep 1, 4, 6 2014-12 2023-02
Jonggun Park 朴鐘健 RO 1, 4, 6 2019-05 2022-12
Vincent Taeho Kim Rep 1, 4 2018-11 2022-03
Jin Won Cho 趙鎮源 Rep 1, 4 2020-08 2021-12
Bomee An Rep 1, 4 2019-02 2021-11
Jun Choi 崔準 Rep 1, 4 2019-03 2019-06
Sung Taek Hwang Rep 1, 4 2017-06 2019-05
Chin Hung Son 孫振興 Rep 1, 4 2018-12 2019-02
Min Suk Oh 吳珉錫 RO 6 Rep 1, 4, 6 2017-06 2018-11
Yong Jae Yoo Rep 1, 4 2018-03 2018-08
Sung Soo Kim 金成洙 RO 1, 4, 6 2015-05 2018-06
Hyewon Lee 李惠媛 Rep 1, 4, 6 2015-07 2017-06
Kyu Suk Seung 承奎錫 RO 1, 4, 6 Rep 1, 4, 6 2010-10 2017-03
Dong Yoon Seo 徐東潤 RO 1, 4, 6, 9 Rep 1, 4, 6, 9 Pre-2003 2016-06
Young Joo Park 朴映柱 Rep 4 2013-07 2016-05
Jin Qian 錢進 Rep 1 2013-05 2016-04
Seung Wook Park 朴丞郁 Rep 1, 4 2013-01 2016-03
Sunjin Yoon 尹善鎮 Rep 4 2013-08 2014-11
Soung Min Choi RO 1, 4 2012-09 2014-07
Hyun Suk Bae Rep 1, 4 2013-10 2014-03
Dickson Yee Yin Lam 林貽賢 Rep 1, 4, 6, 9 Pre-2003 2012-11
Tae Jung Yoon RO 1, 4, 6, 9 Rep 1, 4, 6, 9 Pre-2003 2012-11
Youn Jun Kim 金淵俊 Rep 1, 4, 6, 9 2007-06 2012-06
Steven Sang Il Han Rep 1 2011-07 2012-02
Steve Sae-Hwan Chung Rep 1 2010-10 2012-01
Sang In Ryu 柳相印 RO 1, 4, 6, 9 Rep 1, 4, 6 2004-04 2011-12
Ivy Kang Kim Rep 1, 4 2010-02 2011-04
Sang Hoon Kim 金相勳 Rep 1, 4 2007-06 2011-02
Yea Hyun Nam RO 1, 4, 6, 9 Rep 1, 4, 6, 9 Pre-2003 2010-07
Chanel Siu Wai Kim 金小慧 Rep 1, 4 2009-10 2010-02
Jeong Hee Choi 崔貞姬 Rep 1, 4 2008-10 2009-06
Raymond Wai Man Fan 范偉民 Rep 1, 4, 6, 9 2007-07 2009-02
Eung Sik Kim RO 1, 4, 6, 9 Pre-2003 2008-11
Ji Ho Moon Rep 1, 4 2003-05 2004-04
Tae Gyoon Lee Rep 1, 4, 6, 9 Pre-2003 2003-06
Showing 1–51 of 51

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 3 shared activity types - 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 3 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 3 shared activity types - 花旗環球金融亞洲有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 - 424 staff - 3 shared activity types

Related