FRM Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FRM Hong Kong Limited ( ), CE reference AQQ550. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-05-14 | 2013-01-08 |
| Type 9 — Asset management | 2009-01-09 | 2013-01-08 |
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| King Lun Au 區景麟 | RO 1, 9 | 2008-09 | 2010-04 |
| Paul Fraser Dunning | RO 1, 9 | 2008-05 | 2009-03 |
| Robin Malcolm Duxfield | RO 1, 9 | 2008-05 | 2010-06 |
| Marc Michael Fisher | RO 1, 9 | 2010-05 | 2012-07 |
| Clive Richard Peggram | RO 1, 9 Rep 1 | 2009-01 | 2012-07 |
| Patric Michel Wynne de Gentile-Williams | Rep 1 | 2009-01 | 2012-07 |
| Margaux Joy Engelbrecht | Rep 1, 9 | 2008-05 | 2012-07 |
| Lindsay Sarah Jones | Rep 1, 9 | 2008-05 | 2009-07 |
| Katrina Yuet Ming Kong 江月明 | Rep 1, 9 | 2008-08 | 2012-07 |
| Neil Lawrence Mason | Rep 1 | 2009-01 | 2010-03 |
| Sik Meng Pang 彭植敏 | Rep 1, 9 | 2010-06 | 2011-01 |
| Yue (SFC:APL764) Wang 王悅 | Rep 1, 9 | 2010-07 | 2012-07 |
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