F. R. Zimmern Limited

CE No. AAJ417 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for F. R. Zimmern Limited, a Hong Kong-based licensed corporation with CE reference AAJ417. Current licensed staff on file: 0 (total recorded over time: 5).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2020-07-15
Type 4 - Advising on securities Pre-2003 2004-09-30
Type 6 - Advising on corporate finance Pre-2003 2004-09-30
Type 9 - Asset management Pre-2003 2004-09-30

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
Carol Edith Nee Zimmern Murray RO 1, 4, 6, 9 Pre-2003 2020-07
Lai Ying Leung 梁麗英 Rep 1, 4, 6, 9 Pre-2003 2020-02
Hon Sun Lo 盧漢新 Rep 1, 4, 6, 9 Pre-2003 2020-02
Leslye Jill Zimmern Gallie RO 1, 4, 6, 9 Pre-2003 2019-10
Amy Oi Mui Leung 梁愛梅 Rep 1, 4, 6, 9 Pre-2003 2019-09
Showing 1–5 of 5

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