UOB Asia (Hong Kong) Limited
新加坡大華亞洲(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UOB Asia (Hong Kong) Limited (新加坡大華亞洲(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAI751. Current licensed staff on file: 0 (total recorded over time: 33).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2011-07-27 |
| Type 4 - Advising on securities | Pre-2003 | 2011-07-27 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2011-07-27 |
| Type 9 - Asset management | Pre-2003 | 2008-05-07 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (33)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tze Leung Chan 陳子亮 | RO 1, 4, 6, 9 | Pre-2003 | 2011-03 |
| Kwai Yim Koh 高貴艷 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-08 | 2011-03 |
| Lai Tsui Kwok 郭麗翠 | RO 1, 4, 6 Rep 1, 4, 6 | 2006-01 | 2011-03 |
| Hiram Long Hin Lam 林朗軒 | Rep 1, 4, 6 | 2010-05 | 2011-03 |
| Kwok Kwan Yip 葉國均 | RO 1, 4, 6 Rep 1, 4, 6 | 2005-07 | 2011-03 |
| Cecilia Yin Ming Tam 譚燕明 | Rep 1, 4, 6 | 2009-09 | 2010-11 |
| Kwok Chun Chan 陳國俊 | Rep 1, 4, 6 | 2006-05 | 2010-05 |
| Adrian Alan Wan Tsun Chan 陳弘俊 | RO 1, 4, 6 Rep 1, 4, 6 | 2005-07 | 2009-11 |
| Ka Fai Lee 李嘉輝 | Rep 1, 4, 6 | 2006-05 | 2009-08 |
| Sau Yi Lam 林秀儀 | Rep 1, 4, 6, 9 | 2007-08 | 2008-07 |
| Patricia Man Sau Lee 李文秀 | RO 1, 4, 6, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2008-04 |
| Tony Yee Hin Tse 謝宇軒 | RO 1, 4, 6 Rep 1, 4, 6 | 2005-08 | 2008-03 |
| Melinda Man Ming Wong 黃敏明 | Rep 1, 4, 6 | 2007-05 | 2008-03 |
| Wing Wah Wong 黃穎華 | Rep 1, 4, 6 | 2006-01 | 2008-03 |
| Wendy Wing Yin Liu 廖穎賢 | Rep 1, 4, 6 | 2006-04 | 2008-02 |
| Yee Kei Yim 嚴依淇 | Rep 1, 4, 6 | 2007-09 | 2008-01 |
| Kam Lun Choy 蔡錦倫 | Rep 1, 4, 6 | 2005-12 | 2007-05 |
| Willie Chung Yin So 蘇仲賢 | Rep 1, 4, 6 | 2006-06 | 2007-04 |
| Mo Yin Cheung 張舞燕 | RO 1, 4, 6 Rep 1, 4, 6 | 2004-07 | 2006-04 |
| Tin Long Yeung 楊天朗 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-02 |
| Tony Ho Tung Yue 余浩東 | Rep 1, 4, 6 | 2005-03 | 2005-11 |
| Ni Hua 華霓 | Rep 1, 4, 6 | 2005-03 | 2005-11 |
| Chiu Shun Ernest She 佘超舜 | RO 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Tianjue Guo 郭天覺 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Henry Wai Ki Kwok 郭偉奇 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-09 |
| Anthony Chung Lim Poon 潘仲廉 | Rep 1, 4, 6 | 2004-08 | 2005-09 |
| Timothy Michael Tesluk | Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Henry Ying Chew Cheong 張英潮 | RO 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Christopher Weiyuan Jen 任維遠 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Wilson Wai Shun Ko 高偉舜 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Chi Kan Lam 林志勤 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Wai Kai Yung 翁偉佳 | RO 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Susan Wong 王素珊 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
Showing 1–33 of 33