ICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICBC UBS Asset Management (International) Company Limited (工銀瑞信資產管理(國際)有限公司), CE reference AXY613. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 18.
Registered address
Suites 801-803, 8/F, ICBC Tower, 3 Garden Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-02-05 | present |
| Type 4 — Advising on securities | 2011-11-18 | present |
| Type 9 — Asset management | 2011-11-18 | present |
Licensed staff (18)
As of
| Name | Activities | Since |
|---|---|---|
| Yu (SFC:BWV865) Cheng 程瑜 | RO 1, 4 | 2026-03 |
| Dan (SFC:BJJ371) Li 李丹 | RO 1, 4, 9 | 2023-02 |
| Xin (SFC:BXN143) Liu 刘欣 | RO 1, 4, 9 | 2026-03 |
| Chunsheng Zhang 張春生 | RO 1, 4, 9 | 2022-02 |
| Dong (SFC:BSI227) Zhang 張棟 | RO 1, 4, 9 | 2025-04 |
| Xu Zhao 赵栩 | RO 9 | 2022-03 |
| Han (SFC:BPL438) Chen 陳涵 | Rep 4, 9 | 2020-04 |
| Heng Gu 谷衡 | Rep 4, 9 | 2020-08 |
| Xuesong Guo 郭雪松 | Rep 1, 4, 9 | 2025-07 |
| Zipeng Li 李子鵬 | Rep 1, 4, 9 | 2022-12 |
| Ting Liu 劉婷 | Rep 4, 9 | 2020-11 |
| Yang (SFC:BPB343) Lu 陸楊 | Rep 1, 4, 9 | 2022-12 |
| Shilun Qu 曲施伦 | Rep 4, 9 | 2025-12 |
| Wenzhuo Wang 王文卓 | Rep 1, 4 | 2025-12 |
| Wang Xi 郗望 | Rep 1, 4, 9 | 2022-12 |
| Hanjin Xiao 肖涵今 | Rep 1, 4 | 2025-11 |
| Fangyu Zhou 周芳羽 | Rep 9 | 2026-02 |
| Lin Zhu 朱琳 | Rep 1, 4, 9 | 2025-09 |
Showing 1–18 of 18