FRM (Australia) Pty Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FRM (Australia) Pty Limited ( ), CE reference AOB252. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-04-21 | 2008-05-16 |
| Type 1 — Dealing in securities | 2008-03-31 | 2008-04-19 |
| Type 1 — Dealing in securities | 2008-02-25 | 2008-03-14 |
| Type 1 — Dealing in securities | 2008-01-21 | 2008-02-01 |
| Type 1 — Dealing in securities | 2007-11-05 | 2007-11-07 |
| Type 1 — Dealing in securities | 2007-08-08 | 2007-08-09 |
| Type 1 — Dealing in securities | 2007-07-13 | 2007-07-14 |
| Type 1 — Dealing in securities | 2007-04-16 | 2007-04-20 |
| Type 1 — Dealing in securities | 2007-03-05 | 2007-03-09 |
| Type 1 — Dealing in securities | 2006-12-04 | 2006-12-08 |
| Type 1 — Dealing in securities | 2006-10-16 | 2006-10-20 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| John Louis Francis Capaldi | RO 1 | 2006-10 | 2006-10 |
| Lindsay Sarah Jones | RO 1 Rep 1 | 2006-10 | 2008-05 |
| Mark Oliver Rolf Reinisch | RO 1 | 2006-12 | 2007-03 |
Showing 1–3 of 3