UCAP Securities (HK) Limited
佑聯證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UCAP Securities (HK) Limited (佑聯證券有限公司), CE reference BPK959. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 8.
Registered address
Units 3808-10, 38/F, Cosco Tower, 183 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2020-08-05 | present |
| Type 4 — Advising on securities | 2020-08-05 | present |
| Type 9 — Asset management | 2020-08-05 | present |
Licensed staff (8)
As of
| Name | Activities | Since |
|---|---|---|
| Wai Kit (SFC:ABW873) Ng 伍偉傑 | RO 1, 4, 9 | 2023-09 |
| Wai Man (SFC:ACT918) Ng 吳偉民 | RO 1, 4, 9 | 2021-09 |
| Hiu Lung Chan 陳曉龍 | Rep 1, 4, 9 | 2024-04 |
| Hildi Pui Ki Cheng 鄭珮琪 | Rep 1, 4, 9 | 2024-12 |
| Wing Shan Ip 葉詠珊 | Rep 1, 4, 9 | 2021-05 |
| Yin Ching Kwok 郭賢菁 | Rep 1, 4, 9 | 2021-11 |
| Ka Wai Lio 廖伽偉 | Rep 1, 4, 9 | 2020-09 |
| Sau Yip Wong 黃守業 | Rep 1, 4, 9 | 2022-06 |
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