Oppenheimer Investments Asia Limited
凱萬亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oppenheimer Investments Asia Limited (凱萬亞洲有限公司), CE reference AUG613. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 6.
Registered address
Unit 1002 10/F, Henley Building, 5 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-02-12 | present |
| Type 4 — Advising on securities | 2013-01-29 | present |
| Type 6 — Advising on corporate finance | 2010-02-12 | 2017-07-05 |
Licensed staff (6)
As of
| Name | Activities | Since |
|---|---|---|
| Cliff Stevens Huang 黃子明 | RO 1, 4 | 2013-08 |
| Hyun Ho Kim 金賢鎬 | RO 1, 4 | 2018-01 |
| Binhan Li 李彬翰 | RO 1, 4 | 2025-09 |
| Michael Chung | Rep 1, 4 | 2013-07 |
| Cindy Xingyi Lu | Rep 1, 4 | 2023-01 |
| Geoffrey Cheuk Fei Yau 邱卓飛 | Rep 1 | 2017-06 |
Showing 1–6 of 6