FE Securities Limited

廣利證券有限公司

CE No. AAC381 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FE Securities Limited (廣利證券有限公司), a Hong Kong-based licensed corporation with CE reference AAC381. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 5 (total recorded over time: 19).
Category:: Sell side · Brokerage
Registered address:: 2101, 21/F, Five Pacific Place, 28 Hennessy Road
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	2012-12-28
Type 7 - Providing automated trading services	Pre-2003	2003-07-21
Type 9 - Asset management	Pre-2003	2005-01-31

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Victor Lap Lik Chu 諸立力	RO 1, 4, 6	2005-06	Present
Elizabeth Ka Yee Kan 簡家宜	RO 1, 4, 6, 7, 9	Pre-2003	Present
Chi Kin Cheung 張智堅	Rep 1, 4	2024-12	Present
Yuk Chuen Lau 劉旭全	Rep 1, 4, 6, 7, 9	Pre-2003	Present
Derek Ka Wai Tsoi 蔡家威	Rep 1	2021-04	Present
Tik Hong Yuen 袁迪康	Rep 1, 4	2021-11	2023-04
Sau Heung Tsui 徐秀香	Rep 1, 4, 6, 7, 9	Pre-2003	2021-03
Veronica Wai Yee Fung 馮偉儀	Rep 1, 4, 6, 7, 9	Pre-2003	2020-09
Andrew Chi Kin Chiu 趙熾堅	RO 1, 4	2019-08	2020-07
Danny Sai Chung Ho 何世忠	Rep 1, 4, 6, 7, 9	Pre-2003	2018-12
Kam Shing Yam 任錦成	RO 1, 4, 6 Rep 1, 4, 6, 7, 9	Pre-2003	2010-11
Hung Ming Chan 陳鴻明	Rep 1, 4, 6, 7, 9	Pre-2003	2009-04
Sui Ha Yau 邱垂霞	Rep 1, 4, 6, 7, 9	Pre-2003	2009-04
Wun Man Lo 盧允文	RO 1, 4, 6, 7, 9	Pre-2003	2009-01
Amy York May Chu Lin 諸林若梅	RO 1, 4, 6, 7, 9	Pre-2003	2005-10
Mo Chung Ng 吳懋中	Rep 1, 4, 6, 7, 9	Pre-2003	2005-10
Yat Yuen Chan 陳日源	Rep 1, 4, 6, 7, 9	Pre-2003	2005-04
Doge Woon Kuen Yiu 姚煥娟	Rep 1, 4, 6, 7, 9	Pre-2003	2005-04
Christopher Kar Lung Mak 麥嘉穠	Rep 1, 4, 6, 7, 9	Pre-2003	2004-07