Dragon Investment Advisory Company Limited
雲龍資本投資顧問有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dragon Investment Advisory Company Limited (雲龍資本投資顧問有限公司), CE reference BHK241. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 2.
Registered address
Room 03-04, 32/F, China Resources Building, 26 Harbour Road, Wan Chai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2018-02-28 | present |
| Type 4 — Advising on securities | 2018-02-28 | present |
| Type 9 — Asset management | 2016-09-27 | present |
Licensed staff (2)
As of
| Name | Activities | Since |
|---|---|---|
| Danhua Chen 陳丹華 | RO 1, 4, 9 | 2022-09 |
| Jun Zhai 翟隽 | RO 1, 4, 9 | 2018-02 |
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