UBS SDIC Asset Management (Hong Kong) Company Limited
國投瑞銀資產管理(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS SDIC Asset Management (Hong Kong) Company Limited (國投瑞銀資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AXQ893. Current licensed staff on file: 0 (total recorded over time: 14). Earliest licence on file: 2011-10-11.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2014-04-04 | 2020-07-02 |
| Type 4 - Advising on securities | 2011-10-11 | 2020-07-02 |
| Type 9 - Asset management | 2011-10-11 | 2020-07-02 |
Licensed staff trend
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Total licensed staff, all activities
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yanmei Liu 劉艷梅 | RO 1, 4, 9 | 2011-10 | 2020-07 |
| Jui Hsiang Ma 馬瑞祥 | RO 1, 4, 9 Rep 4, 9 | 2017-01 | 2020-07 |
| Haibo Tang 湯海波 | RO 9 Rep 4, 9 | 2011-10 | 2020-07 |
| Xiwei Liu 劉熹薇 | Rep 1, 4, 9 | 2017-07 | 2020-02 |
| Lixing Yang 楊力行 | Rep 1, 4, 9 | 2017-12 | 2019-09 |
| Hok Hon Chiu 趙學瀚 | Rep 1, 4, 9 | 2015-10 | 2017-07 |
| Keqiang An 安克強 | RO 1, 4 Rep 4, 9 | 2011-12 | 2017-07 |
| Jiaxin Jiang 江佳欣 | Rep 1, 4, 9 | 2014-12 | 2017-06 |
| Hong Liu 劉宏 | RO 1, 4, 9 Rep 4, 9 | 2012-08 | 2017-02 |
| Tsz Lung Lau 劉子龍 | RO 4, 9 Rep 4, 9 | 2014-01 | 2015-07 |
| Jing Zhang 張婧 | Rep 1, 4, 9 | 2011-12 | 2015-05 |
| Kin Wai Kenny Chan 陳健瑋 | Rep 4, 9 | 2011-10 | 2015-03 |
| Rong Qiang Lu 路荣強 | RO 4, 9 | 2013-11 | 2015-01 |
| Jiewen Liu 劉杰文 | RO 4, 9 | 2011-10 | 2012-12 |
Showing 1–14 of 14