UBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBP Asset Management Asia Limited (瑞士聯合資產管理亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AOB278. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 61). Earliest licence on file: 2007-01-11.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- 26/F, AIA Central, 1 Connaught Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2007-01-11 | present |
| Type 4 - Advising on securities | 2007-01-11 | present |
| Type 9 - Asset management | 2010-12-15 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (61)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yiping Du 杜一平 | RO 9 Rep 4, 9 | 2019-01 | Present |
| Moo Bong Lee | RO 1, 4 Rep 1, 4, 9 | 2013-06 | Present |
| Wee Ping Nah 藍維彬 | RO 1, 4, 9 | 2022-04 | Present |
| Chun Wai Wong 黃鎮威 | RO 1, 4, 9 Rep 1, 4 | 2020-12 | Present |
| Yiling Cai 蔡依玲 | Rep 1, 4 | 2024-06 | Present |
| Ka Wing Wu 胡家榮 | Rep 4, 9 | 2021-10 | Present |
| Harry Wind | Rep 1, 4, 9 | 2016-04 | 2026-03 |
| Tik Man Wan 溫迪雯 | Rep 1, 4 | 2022-03 | 2024-03 |
| Gregory Theodore Holland | RO 1, 4, 9 Rep 1, 4, 9 | 2012-10 | 2022-12 |
| Choonshik Yi | RO 4, 9 Rep 1, 4, 9 | 2014-09 | 2021-12 |
| Sharon Yuk Chee Cheung 張玉姿 | Rep 1, 4, 9 | 2012-06 | 2021-11 |
| Rui Wang 王睿 | Rep 4, 9 | 2018-03 | 2020-06 |
| Michiel van Voorst | RO 4, 9 Rep 4, 9 | 2017-12 | 2019-11 |
| Josephine Yi Shun Wu 胡懿淳 | RO 4, 9 Rep 9 | 2019-03 | 2019-11 |
| Satomi Shimada | Rep 4, 9 | 2018-04 | 2018-10 |
| Christopher Chu | Rep 1, 4, 9 | 2014-09 | 2018-06 |
| Ni Zhen 甄旎 | Rep 1, 4, 9 | 2017-06 | 2018-05 |
| Guillaume Francois Poncet | Rep 1, 4, 9 | 2015-01 | 2018-02 |
| Lawrence Kai Lo 盧騏 | RO 1, 4, 9 | 2010-12 | 2017-09 |
| Xavier Chung Sing Wong 黃仲聖 | Rep 1, 9 | 2010-12 | 2017-09 |
| Andrew Hei Ming Tong 唐熹明 | RO 1, 4, 9 | 2010-12 | 2017-08 |
| Paul Henri Joseph Germain Boillat | RO 1, 4 Rep 1, 4 | 2007-01 | 2017-07 |
| Ganesh Chidambaram | Rep 1, 4, 9 | 2011-10 | 2017-07 |
| Peng Yao 姚鵬 | Rep 1, 4, 9 | 2015-08 | 2017-06 |
| Pui Ching Chan 陳佩貞 | Rep 1, 4, 9 | 2015-07 | 2016-10 |
| Xiaokun Hu 胡曉堃 | Rep 1, 4 | 2014-11 | 2016-05 |
| Hoi Yan Holly Law 羅凱欣 | Rep 1, 4 | 2015-11 | 2016-04 |
| Ion Chi Lee 李潤慈 | Rep 1, 4 | 2011-10 | 2016-04 |
| Jian Li | Rep 1, 4 | 2014-10 | 2016-04 |
| Egwin Ling Feng Sung 沈凌鋒 | Rep 1, 4 | 2011-07 | 2016-04 |
| Takenori Suzuki | Rep 1 | 2013-04 | 2016-04 |
| Pi Chin Tang 湯碧琴 | Rep 1, 4 | 2015-11 | 2016-04 |
| Alex King Hong Tong 唐景康 | Rep 1, 4, 9 | 2011-08 | 2016-04 |
| Hoi Ling Ellina Tsang 曾海鈴 | Rep 1, 4 | 2014-10 | 2016-04 |
| Che Wen Yang 楊喆文 | Rep 1, 4 | 2014-12 | 2016-02 |
| Weiqun Zhang 張衛群 | Rep 1, 4, 9 | 2015-07 | 2016-01 |
| Iu-Jin Ong | Rep 1, 4 | 2014-10 | 2015-07 |
| Stephan Jacques Rene Repkow | RO 1, 4, 9 Rep 1, 4, 9 | 2011-03 | 2015-06 |
| Guangyu Li 李光宇 | Rep 1, 4, 9 | 2015-01 | 2015-01 |
| Ming For Sze 施銘火 | Rep 1 | 2013-08 | 2015-01 |
| Omar Kadri Moufti | Rep 1, 4, 9 | 2007-10 | 2014-11 |
| Weijia Jiang 江唯佳 | RO 1, 4, 9 Rep 4, 9 | 2011-03 | 2014-08 |
| Pitchayada Ruanglek | Rep 4, 9 | 2011-02 | 2014-07 |
| Patrick Rudolf Dannacher | Rep 1, 4 | 2013-07 | 2014-01 |
| Na Wu 吳娜 | RO 1, 4, 9 Rep 4, 9 | 2011-03 | 2014-01 |
| Basel Ali Kirmani | Rep 1, 4, 9 | 2008-11 | 2013-08 |
| Chung Wan Kim 金清完 | Rep 1, 4 | 2011-09 | 2013-06 |
| Hassan Anwar Rana | Rep 1, 4 | 2012-07 | 2013-04 |
| Ali Zahid | Rep 1, 4 | 2012-06 | 2013-03 |
| Siu Chi Chan 陳少芝 | Rep 1, 4, 9 | 2011-03 | 2012-09 |
| Jean-Noel Raymond Sione | RO 1, 4 Rep 1, 4 | 2007-01 | 2012-07 |
| Henry Gee Hung Chau 鄒自衡 | Rep 1, 4 | 2008-07 | 2012-07 |
| Eric Chi Lik Poon 潘智力 | Rep 1, 4, 9 | 2011-03 | 2012-05 |
| Alfred Tak Sing Ngai 魏德星 | Rep 1, 4, 9 | 2011-06 | 2011-12 |
| Helen Lucy Scott | Rep 1, 4 | 2011-02 | 2011-10 |
| Robert Michael Wood | Rep 1, 4, 9 | 2010-10 | 2011-10 |
| Mimi Lau 劉聯美 | Rep 1, 4 | 2010-03 | 2011-07 |
| Nicolas Sione | RO 1, 4 Rep 1, 4 | 2007-07 | 2011-04 |
| Yusuf Razaul Haque | RO 1, 4 | 2007-01 | 2010-03 |
| Pak Shing Chan 陳伯成 | Rep 1, 4 | 2007-07 | 2010-02 |
| Alexander David Balfour | RO 1, 4 | 2007-04 | 2007-10 |
Showing 1–61 of 61
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