Rui Wang
王睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Wang (王睿), a licensed former licensee with CE reference BFZ379. This person has 5.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 4 - Advising on securities | 2021-12-13 | 2023-12-27 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-20 | 2020-06-22 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2018-03-20 | 2020-06-22 |
| Charles-Lim Capital Limited | Rep | Type 9 - Asset management | 2015-08-28 | 2016-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rui Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.