Pi Chin Tang
湯碧琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pi Chin Tang (湯碧琴), a licensed former licensee with CE reference APH849. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2016-04-08 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-10 | 2016-04-08 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-07-26 | 2011-04-01 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-07-26 | 2011-04-01 |