Pi Chin Tang
湯碧琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pi Chin Tang (湯碧琴), a licensed former licensee with CE reference APH849. This person has 4.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-10 | 2016-04-08 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-10 | 2016-04-08 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-07-26 | 2011-04-01 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-07-26 | 2011-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pi Chin Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.