Mimi Lau
劉聯美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mimi Lau (劉聯美), a licensed former licensee with CE reference AUS099. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-18 | 2011-07-01 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-18 | 2011-07-01 |